Compliance Examiner Jobs description
A compliance examiner job involves conducting announced and unannounced branch inspections of offices and branch offices to determine compliance with securities regulations and the applicable firm policies and procedures on periodical basis. A compliance examiner will be responsible for developing and maintaining the branch audit schedule. A compliance examiner will educate and train the field force as well as the home office staff on compliance and audit related issues; and will also develop and continuously improve the audit documents and procedures.A compliance examiner job requires a bachelor's degree in business related field or equivalent experience. Experience of 3+ years in similar industry is usually desired. A compliance examiner should possess excellent oral and written communication skills, strong analytical skills, and ability to meet deadlines in a fast paced environment.
|
 |
|
Search related to : Compliance Examiner Jobs
| Related Jobs | |
| RSS Job Feed | 2 Matches |
| DATE | LOCATION | JOB TITLE |
| Apr 30, 23 | Rochester, NY |
Plans Examiner - Regulatory Compliance
T. Y. Linn International OverviewnTYLin is a full-service, professional engineering firm focused on the planning, design, and construction of infrastructure solutions for pub... |
| Apr 30, 23 | Baton Rouge, LA |
Compliance Examiner 1-4
State of Louisiana Job Details Compliance Examiner 1-4 Salary $3,084.00 - $6,072.00 Monthly Location Baton Rouge, LA Job Type Classified Job Number OFI-175416-GH Departm... |
|
Search more Compliance Examiner Jobs |
Testimonial of the Week
What I liked about the service is that it had such a comprehensive collection of jobs! I was using a number of sites previously and this took up so much time, but in joining EmploymentCrossing, I was able to stop going from site to site and was able to find everything I needed on EmploymentCrossing.
- John Elstner Baltimore, MD
Sign Up now
Only ComplianceCrossing consolidates every job it can find in the domain and puts all of the job listings it locates in one place.
- We have more jobs than any other job board.
- We list jobs you will not find elsewhere that are hidden in small regional publications and employer websites
- We collect jobs from more than 4,429,376 websites and post them on our site.
- We are private, and therefore far fewer people are applying for the jobs on our site than are applying for those on public job boards.
