Compliance Officer Jobs in Glen Cove, New York | ComplianceCrossing.com
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Compliance Officer Jobs in Glen Cove





Job info
 
Company
Location
New York City, NY
Posted Date
Jun 28, 17
Info Source
Employer  - Full-Time   

... York metropolitan area. The Chief Compliance Officer (CCO) will serve as a ... practices and documentation are in compliance with federal, state, and local ... regulations. The CCO oversees..

 
Location
New York City, NY
Posted Date
Jun 28, 17
Info Source
Employer  - Full-Time   

... 170 years.     Chief Compliance Officer – NYL Investors The New ... will report to the Chief Compliance Officer of the Investments Group and ... all aspects of..

 
Location
New York City, NY
Posted Date
Jul 12, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - CIO, Treasury and Corporate ... - CIO, Treasury and Corporate Compliance Officer- Associate','170065177','!*!JP Morgan ChaseJPMorgan Chase & ... is available at http://www.jpmorganchase.com/. Our Compliance Function With a..

 
Location
Brooklyn, NY
Posted Date
Jun 30, 17
Info Source
Employer  - Full-Time   

... Operations - SAR Quality Assurance Compliance Officer','170068044','!*!JPMorgan Chase & Co. (NYSE: JPM) ... Office (CAO) Operations team supports compliance, and manages and maintains reference ... across the organization and..

 
Company
Location
Lake Success, NY
Posted Date
Jul 14, 17
Info Source
Recruiter  - Full-Time  

... NY seeks an experienced Mortgage Compliance Officer. The Compliance Officer will ensure the organization is ... the organization is in full compliance with all State and Federal ... to..

 
Company
Location
New York City, NY
Posted Date
Jul 27, 17
Info Source
Recruiter  - Full-Time  

Equity Compliance Officer: Cash Sales and Trading A Global Financial Services Company New York, NY A Global Financial Services Company is looking for Equity Compliance Officer: Cash Sales and Trading..

 
Location
New York City, NY
Posted Date
Jul 28, 17
Info Source
Employer  - Full-Time   

Code Compliance Officer in New York New York ... New York New York Code Compliance Officer Description The Buildings & Infrastructure ... and regulations. Experience in code compliance/code enforcement/quality control..

 
Company
Location
New York City, NY
Posted Date
Jul 28, 17
Info Source
Recruiter  - Full-Time  

Equity Compliance Officer: Electronic Trading A Global Financial Services Company New York, NY A Global Financial Services Company is looking for Equity Compliance Officer: Electronic Trading..

 
Location
New York City, NY
Posted Date
Jul 29, 17
Info Source
Employer  - Part-Time     

Quality Assurance Compliance Officer - AVP in New York ... York Job Title: Quality Assurance Compliance Officer - AVP Job ID: 3155020 ... Full/Part Time: Full-time Regular/Temporary: Permanent Compliance At..

 
Location
New York City, NY
Posted Date
Aug 08, 17
Info Source
Employer  - Full-Time   

Compliance, Securities Division Trade Compliance Officer, Analyst/Associate in New York New ... MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and ... division prevents, detects and mitigates compliance,..

 
Location
New York City, NY
Posted Date
Aug 09, 17
Info Source
Recruiter  - Full-Time   

Normal 0 false false false EN-US X-NONE X-NONE Overview: Management of Regulatory Exams, Reviews and Ad-Hoc Requests Responsibilities: • Assist with management of regulatory exams, reviews and questionnaires initiated by the ..

 
Company
Location
New York City, NY
Posted Date
Aug 09, 17
Info Source
Employer  - Full-Time   

Divisional Anti-Fraud Compliance Officer(VP) #101442 Sector: Asset Management Risk ... Sector: Asset Management Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance The Anti-Fraud Compliance Officer will lead the Anti-Fraud compliance team in New..

 
Company
Location
New York City, NY
Posted Date
Aug 11, 17
Info Source
Employer  - Full-Time   

AVP Senior Regulatory Compliance Officer – Trade Surveillance (Commodities) Sector: ... Traditional Asset Manager Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance AVP Senior Regulatory Compliance Officer - Trade Surveillance (Commodities) The .....

 
Job title
Company
Location
Township Of Washington, NJ
Posted Date
Aug 11, 17
Info Source
Employer  - Full-Time   

Benefits: Vision, Dental, 401K, Medical, LifenWe are seeking a Compliance Officer to join our Company! This role is responsible for the Bank's compliance to the Bank Secrecy Act (BSA) and all ..

 
Location
New York City, NY
Posted Date
Aug 13, 17
Info Source
Employer  - Full-Time   

Compliance, Cash Equities Electronic Trading Compliance Officer, Vice President - New York ... MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and ... division prevents, detects and mitigates..

 
Location
New York City, NY
Posted Date
Aug 15, 17
Info Source
Employer  - Full-Time   

Compliance Officer, Manager Broker Dealer Inspection','1709897','!*!COMPANY OVERVIEW: ... resulting from internal and/or external compliance examinations working effectively and professionally ... within TIAA Participant Services providing Compliance oversight in order to..

 
Location
New York City, NY
Posted Date
Aug 15, 17
Info Source
Recruiter  - Full-Time   

Qualifications College degree required Series 7, 63 qualifications preferred 3 years of directly-relevant experience Familiarity with SEC regulatory review and interpretation of regulations Ability to manage challenging workflow in-fast paced, dynamic ..

 
Company
Location
New York City, NY
Posted Date
Aug 15, 17
Info Source
Recruiter  - Full-Time  

Job Title: Senior Compliance Officer, AML Risk Assessment Job Type: ... procedures and processes to ensure compliance with US and non-US AML ... custody business, securities and banking compliance -Experience..

 
Location
New York City, NY
Posted Date
Aug 17, 17
Info Source
Recruiter  - Full-Time   

nOur client, a large international bank, is looking to bring aboard a KYC Program Officer to help implement their new KYC System. This is a temp to perm opportunity.Location : Midtown ..

 
Job title
Location
New York City, NY
Posted Date
Aug 19, 17
Info Source
Recruiter  - Full-Time   

nGlobal Employment Solutions is seeking a KYC Officer for a very large bank in Midtown Manhattan.  If you are qualified and available, please apply to this ad with your updated resume. Location:  ..

 
Location
New York City, NY
Posted Date
Aug 19, 17
Info Source
Recruiter  - Full-Time   

nOur client, a small international bank in downtown Manhattan, is looking for Chief Compliance Officer to join their team on a long term consulting assignment.Primary Functions: Ensure implementation/compliance to various regulations and guidelines ..

 
Location
New York City, NY
Posted Date
Aug 19, 17
Info Source
Recruiter  - Full-Time   

Qualifications 2 years of compliance, risk management, or auditing experience FINRA Series 7/63 and 24 and required Knowledge in internal control and risk management Asset management industry experience, including mutual fund ..

 
Location
New York City, NY
Posted Date
Aug 22, 17
Info Source
Employer  - Full-Time   

Dr. Compliance Officer, Retail Financial Services','1709923','!*!COMPANY OVERVIEW:   ... Senior Director in managing the compliance program for the Retail Financial ... a program designed to achieve compliance with applicable FINRA..

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