THE LARGEST COLLECTION OF COMPLIANCE JOBS ON EARTH
Supports PDF, DOC, DOCX, TXT, XLS, WPD, HTM, HTML files up to 5 MB
... direction of the Chief Executive Officer, the Compliance Officer oversees the Agency Compliance Program, functioning as an independent ... body that reviews and evaluates compliance issues/concerns within the organization...
Lead Compliance Officer, Privacy','NEW007Y2','!*!Position Summary: As part ... As part of the Legal, Compliance & Public Affairs (LC&PA) Privacy ... with the Global Chief Privacy Officer to help drive..
Sr. Compliance Officer-GIU Investigations','17062889','!*!The Regional Team Leads are ... recommendations, assessment of data privacy compliance, and overall supervision of the ... including documenting review findings for Compliance and Business management..
Wealth Management Compliance Private Banking Group Compliance Officer Global Financial Services Firm New ... is looking for Wealth Management Compliance Private Banking Group Compliance Officer..
... Department Name : Office of Compliance and Risk Management FT/PT Full-Time ... Reporting to the University’s Chief Compliance Officer, the Export/Import Controls Compliance Officer serves as the principal administrative..
BA/BS, MBA or professional certification preferred. 7-10 years relevant product/financial services and/or auditing or compliance experience preferred. Thorough knowledge of Financial Services rules and regulations. Solid understanding of Compliance Risk ..
... available at https://www.jpmorganchase.com/.u00a0Global Financial Crimes Compliance (GFCC) is part of our ... is part of our Global Compliance organization and is responsible for ... other Corporate functions.u00a0The Coverage Strategy..
Compliance Review Officer # 099572 Sector: Asset Management ... Management Risk Type: Credit Expertise: Regulatory/Compliance This role will be responsible ... role will be responsible for Compliance reviews in the..
Corporate - Global Financial Crimes Compliance - Coverage Strategy Compliance Officer - Associate in Brooklyn New ... https://www.jpmorganchase.com/ . Global Financial Crimes Compliance (GFCC) is part of our ... is..
... Office (CAO) Operations team supports compliance, and manages and maintains reference ... across the organization and provide compliance operational support across the firmu2019s ... with operational support for Global..
Bachelor’s degree or equivalent
Minimum 7 years compliance or municipal securities regulatory experience with a Municipal broker dealer or regulator
Solid understanding of MSRB / FINRA Rules
Experience with Municipal ..
... part of JPMorganu2019s Global Anti-Corruption Compliance team, which is responsible for ... respect to several of the Compliance Practices, including, but not limited ... inquiries regarding policy and legal/regulatory..
... within the BNP Paribas Group Compliance function. GFS U.S. is responsible ... from the transfer of sanctions compliance from the Group Financial Security ... Paribas entities worldwide to ensure..
Compliance Officer – Research and Valuation / ... Number: 62031 The Global Bloomberg Compliance Department provides compliance coverage of Bloomberg's regulated entities ... to address regulatory issues, ensure compliance with..
Compliance Officer - BSEF, BSTP , Terminal ... Number: 62032 The Global Bloomberg Compliance Department provides compliance coverage of Bloomberg's regulated entities ... to address regulatory issues, ensure compliance with..
... - Corporate and Investment Bank Compliance - Privacy and Information Protection ... - Privacy and Information Protection Compliance Officer - Vice President','170093418','!*!JPMorgan Chase & ... work as part of..
... work as part of the Compliance team supporting the North America ... & Investment Bank business, ensuring compliance with data privacy policies and ... regulations.u00a0Reporting to the Regional Privacy..
Compliance Officer – Financial Crimes / USA ... Number: 62084 The Global Bloomberg Compliance Department provides compliance coverage of Bloomberg's regulated entities ... to address regulatory issues, ensure compliance with..
Job title: Volcker Advisory Compliance Officer nCorporate title: Vice PresidentnLocation: New ... title: Vice PresidentnLocation: New YorknExperienced Compliance Professional to provide global, cross-divisional ... Wealth Management, and others) advisory Compliance..
About This Position As a Compliance Officer at Ellevest, you will work ... work closely with the Chief Compliance Officer and assist in a broad ... in a broad range..
... aboutNomura, Department overview: The Americas Compliance Department assistsin the administration of ... assistsin the administration of Nomurau0092s compliance programs for the Americas,monitors business ... coordinating the supervisorysystem. The Americas..
... Management US is seeking a compliance professional with a minimum of ... trustee. Experienced in investment advisory compliance; Position is located in New ... Bank Private Wealth Management (PWM)..